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Job Responsibilities:
- To review bank products and procedures
to ensure QFII complies with relevant
regulatory requirements & Bank's internal
policies & procedures
- To advise QFII compliance enquiry from
compliance point of view on daily banking
business
- To deal with local regulatory authorities,
develop & maintain close relationship with
local regulatory authorities, such as PBOC,
CBRC, SAFE
- To ensure all reports required by HQ and
authorities are completed timely
- To conduct compliance training
Job Requirements:
- Familiar with China’s relevant laws
and regulations, with at least 3 years
experience of compliance, risk control or
operation of securities, laws, accounting,
auditing and other areas, as well as good
moral characters and good record of
professional conduct.
QFII should insure there is a substitute
person who can perform the duties and report
to CSRC while they fire an SO.
- Should set himself as an example and
comply with laws and regulations, internal
Act, and relevant business procedure when
performing the duties of compliance and
supervision
- Should strengthen learning and acquaint
himself with Chinese domestic laws and
regulations, supervison policies and
business general knowledge to improve his
accomplishment an1d professional skills.
Bachelor degree in law, economics or finance
related discipline, master degree is a plus
- Familiar with the Consumer Banking Risk
and QFII practices.
- Familiar with banking products and
procedures
- Analytical, independent, detailed and good
at communication
- Fluent written and spoken English and
Mandarin |
